Traduction de «Prospectus d'admissibilité à titre d'émetteur assujetti » (Français → Anglais) :

12. Where a key information document is required to be prepared for securities offered to the public under Regulation (EU) No 1286/2014 and a home Member State requires the issuer, the offeror or the person asking for admission to trading on a regulated market to substitute the content of the key information document in accordance with the second sentence of the second subparagraph of paragraph 7 of this Article, the persons advising on or selling the securities on behalf of the issuer, the offeror or the person asking for admission to trading on a regulated market shall be deemed to have fulfilled, during the offer period, the obligation to provide the key information document in accordance with Article 13 of Regulation (EU) No 1286/2014, ...[+++]provided that they instead provide the investors concerned with the summary of the prospectus under the timing and conditions set out in Articles 13 and 14 of that Regulation.

1. This Article shall only apply to issues of non-equity securities referred to in point (m)(ii) of Article 2 and to issuers established in a third country referred to in point (m)(iii) of Article 2, where the home Member State chosen for the prospectus approval pursuant to those provisions is different from the Member State whose competent authority has approved the registration document or universal registration document drawn up by the issuer, the offeror or the person asking for admission to trading on a regulated market.

(2) A preliminary prospectus and a prospectus may be filed in accordance with this Part to enable the issuer to become a reporting issuer, despite the fact that no distribution is contemplated.

(z.15) varying this Act with respect to foreign issuers to facilitate distributions, compliance with requirements applicable or relating to reporting issuers and the making of takeover bids, issuer bids, insider bids, going-private transactions, business combinations and related party transactions where the foreign issuers are subject to requirements of the laws of other jurisdictions that the Commission considers are adequate in light of the purposes and principles of this Act;

(i) defining accounting principles and auditing standards acceptable to the Commission, (ii) financial reporting requirements for the preparation and dissemination of future-oriented financial information and pro forma financial statements, (iii) standards of independence and other qualifications for auditors, (iv) requirements respecting a change in auditors by a reporting issuer or a registrant, (v) requirements respecting a change in the financial year of an issuer or in an issuer's status as a reporting issuer under this Act, and (vi) defining auditing standards for attesting to and reporting on a reporting issuer's internal controls ...[+++];

(z.2) prescribing requirements for the validity and solicitation of proxies, prescribing activities for the purposes of paragraph (g) of the definition of " solicit" and " solicitation" in section 98 and prescribing circumstances for the purposes of paragraph 100(2)(b); (z.3) providing for the application of Part XVI (Continuous Disclosure) and Part XVII (Proxies and Proxy Solicitation) in respect of registered holders or beneficial owners of voting securities or equity securities of reporting issuers or other persons or companies on behalf of whom the securities are held, including requirements for reporting issuers, recognized clear ...[+++]ing agencies, registered holders, registrants and other persons or companies who hold securities on behalf of persons or companies but who are not the registered holders;