Traduction de «conseiller en stratégies d'investissement » (Français → Anglais) :

2. Member States shall require that an investment company and, for each of the common funds it manages, a management company, which does not sell UCITS directly or through a tied agent to investors, delivers key investor information to product manufacturers and intermediaries selling or advising investors on potential investments in such UCITS or in products offering exposure to such UCITS, so as to enable them to provide all relevant information on the proposed investment to their clients or potential clients, in compliance with any information obligations applicable to them under the relevant Community and national law.

2. Member States shall require that an investment company and, for each of the common funds it manages, a management company, which does not sell UCITS directly or through a person who acts on its behalf and under its full and unconditional responsibility to investors, provides key investor information to intermediaries selling or advising investors on potential investments in such UCITS.

(2) In accordance with the Communication from the Commission to the Council and the European Parliament "Community Strategy Concerning Mercury", and with the European Parliament's resolution of 14 March 2006 on that strategy, it is necessary to reduce the risk of exposure to mercury for humans and the environment.

1. Strongly supports the aim of establishing of a coherent strategy on the external dimension of the area of freedom, security and justice as an integral part of the EU's external relation's policy, as called for by the Commission communication and the subsequent Council paper "Strategy for the external dimension of the JHA: Global Freedom, Security and Justice"; takes the view that the cooperation of third countries, in particular those neighbouring the European Union, is essential to the process of constructing the area of freedom, security and justice – particularly as regards measures to combat terrorism, organised crime and trafficking in illegal imm ...[+++]igrants; considers, therefore, that securing their cooperation in these areas must be a priority objective of European Union external action; underlines that there has to be a true balance between "freedom, security and justice" and that any implementation measure under this strategy needs to take into account the specific situation in the third countries or regions concerned, while firmly upholding the principles on which the European Union is founded;

Successive Directives on market abuses require information which advises an investment strategy to be fair and disclose the existence of conflicts of interest.

This approach seeks to give extra protection to the investor and to make sure that he/she properly understands the nature of the service and can take an informed decision on whether to use an “execution only” service or seek professional investment advice.