Traduction de «client accounting fund code » (Anglais → Français) :

(3) Any person or company who has access to information concerning the investment program of a mutual fund in Canada or the investment portfolio managed for a client by a portfolio manager or by a registered dealer acting as a portfolio manager and uses that information for his, her or its direct benefit or advantage to purchase or sell securities of an issuer for his, her or its account where the portfolio securities of the mutual ...[+++] fund or the investment portfolio managed for the client by the portfolio manager or registered dealer include securities of that issuer is accountable to the mutual fund or the client of the portfolio manager or registered dealer, as the case may be, for any benefit or advantage received or receivable as a result of such purchase or sale.

174. No person or company who has access to information concerning the investment program of a mutual fund or the investment portfolio managed for a client by a portfolio manager shall purchase or sell securities of an issuer for his, her or its account where the portfolio securities of the mutual fund or the investment portfolio managed for a client by a port ...[+++]folio manager include securities of that issuer and where the information is used by the person or company for his, her or its direct benefit or advantage

(Return tabled) Question No. 973 Hon. Irwin Cotler: With regard to the government's proposal to double the victim surcharge and limit judicial discretion in sentencing as is currently provided for by section 730 of the Criminal Code, and to eliminate the “undue hardship” defense: insofar as the victim surcharge is used to fund provincial and territorial victims' services, (a) on what data did the Minister of Justice rely in determining the ...[+++] specific amount by which the government proposes to raise the surcharge, in particular, did the Minister rely on data directly provided by (i) the province of Alberta, (ii) the province of British Columbia, (iii) the province of Manitoba, (iv) the province of New Brunswick, (v) the province of Newfoundland and Labrador, (vi) the province of Nova Scotia, (vii) the province of Ontario, (viii) the province of Prince Edward Island, (ix) the province of Saskatchewan, (x) the province of Quebec, (xi) the Yukon, (xii) the Northwest Territories; (b) did the Minister rely on data either provided or collected by the provinces or territories, (i) if so, did the Minister rely on data from the provinces and territories, (ii) did the government request this data from the provinces or was it provided to the government voluntarily, (iii) what individual or agency was responsible for the collection and analysis of any data regarding provincial and territorial victim services funds, (iv) has the government engaged in any dialogue with the provinces, territories, or any other private or public sector organizations involved in the provision of victim services in drafting the proposed amendments; (c) has the government reviewed any data indicating that there is a deficit in funding levels of provincial and territorial victim services programs and, (i) if so, on what basis has the government determined the extent of any deficit in the funding of victim services, (ii) if the government has determined there to be a deficit in the funding of victim serv ...

(Return tabled) Question No. 611 Ms. Kirsty Duncan: With respect to the government’s plans for resource development, as described in the section entitled “Responsible Resource Development” in Chapter 3.2 of Budget 2012: (a) what are all examples of federal environmental laws that are stronger than provincial laws and how will the proposed legislative changes to the Canadian Environmental Assessment Act (CEAA) affect the assessment of environmental impacts of industrial projects that cross provincial borders; (b) what research, action, or investment has the government undertaken to study impacts of the proposed legislative changes to the CEAA on (i) regulatory decision-making, (ii) risk of project-specific and cumulative environmental impac ...[+++]ts, (iii) risk mitigation by developers, (iv) Canada’s reputation; (c) what briefing notes, memos, or any other documentation, including, for each, the details of its findings and recommendations, have been provided to the Prime Minister, Minister of Natural Resources, Minister of the Environment, their respective Parliamentary Secretaries, their respective Deputy Ministers, and their respective staff members, regarding impacts of the proposed legislative changes to the CEAA on (i) regulatory decision-making, (ii) risk of project-specific and cumulative environmental impacts, (iii) mitigation by developers, (iv) Canada’s reputation; (d) will the proposed legislative changes to the CEAA give any consideration to (i) measuring negative impacts of development, (ii) managing negative impacts of development; (e) by what date will the government bring forth new “legislation to streamline the review process for major economic projects” (Budget 2012, p. 89); (f) what are the projected costs of changes to the CEAA for each province and territory; (g) what assessments of the adequacy of the environmental assessment process in each province and territory have been conducted, (i) what were the dates of any such assessments, (ii) what wer ...

5. The investment firm shall inform the client or potential client where accounts that contain financial instruments or funds belonging to that client or potential client are or will be subject to the law of a jurisdiction other than that of a Member State and shall indicate that the rights of the client or potential client relating to those financial instruments or funds may differ accordingly.

they must take the necessary steps to ensure that client funds deposited, in accordance with Article 18, in a central bank, a credit institution or a bank authorised in a third country or a qualifying money market fund are held in an account or accounts identified separately from any accounts used to hold funds belonging to the investment firm.