Traduction de «Catégorie de valeurs mobilières » (Français → Anglais) :

type of investment securities

class of securities

securities clerk | securities sales director | securities sales agent | securities trader

security underwriter | security underwriters | distribution administrator | securities underwriter

rating analyst | securities research analyst | bonds analyst | securities analyst

securities analyst [ security analyst ]

trading in securities | securities transaction | securities dealing | transaction related to securities

stock regulator | Stock Exchange regulator | Securities and Exchange commissioner | Securities and Exchange controller | Securities and Exchange superintendant

Return of Securities Classified by Institutional Sector

(a) the bid is for not more than 5 per cent of the outstanding securities of a class of securities of the offeree issuer; (b) the aggregate number of securities acquired in reliance on this exemption by the offeror and any person or company acting jointly or in concert with the offeror within any period of twelve months, when aggregated with acquisitions otherwise made by the offeror and any person or company acting jointly or in concert with the offeror within the same twelve-month period, other than under a formal bid, does not exceed 5 per cent of the outstanding securities of that class at the beginning of the twelve-month period; (c) there is a published market for the class of securities that are the subject of the bid; ...[+++] (d) the value of the consideration paid for any of the securities acquired is not in excess of the market price at the date of acquisition as determined in accordance with the regulations, plus reasonable brokerage fees or commissions actually paid.

(b) all existing or proposed affiliates and associates of the applicant and the extent of the ownership interest held or proposed to be held by each of them in the applicant or in the entity that controls the applicant, as applicable, including the class of securities owned or controlled, the number and percentage of each issued and outstanding class of securities held and the nature of the ownership interest (that is, whether the interest is direct or indirect and whether it is registered, beneficial or exercised through direction).

(2) The Director may in his or her discretion restrict a registration by imposing terms and conditions thereon and, without limiting the generality of the foregoing, may restrict the duration of a registration and may restrict the registration to trades in certain securities or a certain class of securities.

(3) If two or more offerors acting jointly or in concert make one or more offers to acquire securities of a class, the securities subject to the offer or offers to acquire shall be deemed to be securities subject to the offer to acquire of each offeror for the purpose of determining whether an offeror is making a takeover bid.