Traduction de «Liste d'autorité » (Français → Anglais) :

Membership — when the competent authority or authorities acts as a coordinating body for other competent authorities, a list of these is required together with a summary of the institutional relationships established in order to ensure coordination.

In addition to the adoption of the short list of candidates for membership of the Management Board, the founding Regulation requires the Commission to put together a short list of suitable candidates for the post of Executive Director of the Authority.

These include: 1. the addition to the list of authorization conditions of the requirement that, where a financial enterprise (credit institution, insurance firm or investment firm) is part of a group, the group structure be sufficiently transparent to enable the financial enterprise itself to be supervised effectively; 2. the requirement that credit institutions and insurance firms have their registered office and head office in the same Member State since it is otherwise difficult for the competent authorities of the home Member Sta ...[+++]te to supervise them effectively (this requirement already exists for investment firms); 3. the extension of the list of bodies with which the competent authorities may exchange confidential information for supervisory purposes; 4. the requirement that external auditors communicate to the competent authorities any irregularities which come to their notice in the course of carrying out their duties within financial enterprises.

The report contains lists of the customs offices empowered to handle formalities for the export of cultural goods, the authorities empowered to issue export licences for cultural goods and the central authorities responsible for implementing the provisions of Council Directive 93/7/EEC.

However, certain additional provisions were considered appropriate to reinforce supervisors' ability to monitor the entities coming within their supervisory remit, i.e.: (1) the addition to the list of authorization conditions of a further condition under which any group of which the credit institution, insurance undertaking or investment firm is a member must be transparent i.e. must be such as to permit effective supervision of the entity on an individual basis; (2) an additional requirement whereby credit institutions and insurance undertakings must maintain their head offices in the same Member States as the registered office as oth ...[+++]erwise effective supervision by the home Member State competent authorities would be made more difficult (this has already been laid down for investment firms); (3) a widening of the list of bodies with whom confidential supervisory information can be exchanged by the competent authorities; (4) the imposition on auditors of an obligation to report to the competent authority where in the carrying out of their function asstatutory auditors of the financial undertaking concerned irregular circumstances become known to them which might be detrimental either to the customers of the institution, to the financial system or to the soundness of the financial undertaking itself.

However, the Directive does strengthen the supervisory authorities' powers to monitor financial institutions falling within their remit. The main additions introduced by the new Directive are: 1. an additional requirement for authorisation whereby if a financial institution (credit institution, insurance firm or investment firm) is part of a group, the group structure must be sufficiently transparent to enable the financial enterprise itself to be supervised effectively; 2. a requirement that credit institutions and insurance firms have their registered office and head office in the same Member State since it is otherwise difficult for ...[+++]the competent authorities of the home Member State to supervise them effectively (this requirement already exists for investment firms); 3. the extension of the list of bodies with which the competent authorities may exchange confidential information for supervisory purposes; 4. a requirement that external auditors communicate to the competent authorities any irregularities which come to their notice in the course of carrying out their duties within financial institutions.