Traduction de «Relevé des valeurs mobilières » (Français → Anglais) :

Return of Securities Classified by Institutional Sector

Securities Report

securities clerk | securities sales director | securities sales agent | securities trader

security underwriter | security underwriters | distribution administrator | securities underwriter

rating analyst | securities research analyst | bonds analyst | securities analyst

security holder

securities [ transferable security | Issue of marketable securities(ECLAS) ]

securities analyst [ security analyst ]

In contrast, where an issuer has shares already admitted to trading on a regulated market, a prospectus should not be required for any subsequent admission of the shares of the same class on the same regulated market, including where such shares result from the conversion or exchange of other securities or from the exercise of the rights conferred by other securities, provided that the newly admitted shares represent a limited proportion in relation to shares of the same class already admitted to the same regulated market, unless such admission is combined with an offer of securities to the public falling within the scope of this Regulat ...[+++]ion.

(a) an order that the registration or recognition granted to a person or company under Canadian securities law be suspended or restricted for such period as is specified in the order or be terminated, or that terms and conditions be imposed on the registration or recognition; (b) an order that trading in any securities by or of a person or company cease permanently or for such period as is specified in the order; (c) an order that acquisition of any securities by a particular person or company is prohibited, permanently or for the period specified in the order; (d) an order that any exemptions contained in Canadian securities law do not apply to a person or company permanently or for such period as is specified in the order; (e) an orde ...[+++]r that a market participant submit to a review of his, her or its practices and procedures and institute such changes as may be ordered by the Commission; (f) if the Commission is satisfied that Canadian securities law has not been complied with, an order that a release, report, preliminary prospectus, prospectus, return, financial statement, information circular, takeover bid circular, issuer bid circular, offering memorandum, proxy solicitation or any other document described in the order

(a) a security shall be deemed to be convertible into a security of another class if, whether or not on conditions, it is or may be convertible into or exchangeable for, or if it carries the right or obligation to acquire, a security of the other class, whether of the same or another issuer; and (b) a security that is convertible into a security of another class shall be deemed to be convertible into a security or securities of each class into which the second-mentioned security may be converted, either directly or through securities of one or more other classes of securities that are themselves convertible.

WHEREAS securities are now regulated by each province; AND WHEREAS regulation by each province results in duplication and inconsistencies in the regulation of securities in Canada; AND WHEREAS the replacement of the provincial regulatory regimes by a single regulatory regime for the entire country would eliminate such duplication and inconsistencies; AND WHEREAS having a single securities regulator for Canada would facilitate modernization and improvements in productivity, efficiency and enforcement; NOW, THEREFORE, Her Majesty, by and with the advice and consent of the Senate and House of Commons of Canada, enacts as follows: